Case File
efta-01375740DOJ Data Set 10OtherEFTA01375740
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Unknown
Source
DOJ Data Set 10
Reference
efta-01375740
Pages
1
Persons
0
Integrity
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Text extracted via OCR from the original document. May contain errors from the scanning process.
Cc: Paul Barrett
Martin Zeman
Liam
Osullivan
, D
-
Nina Tona
Stewart Oldfield
Subject: RE: Southern Financial - Client Confirmation [C]
Thanks Richard, we let you know if we need anything else at this stage.
From: Richard Kahn
Sent: Thursday, March 29, 2018 11:13 AM
To: Xavier Avila
Cc: Paul Barrett
; Martin Zeman
; Liam
Osullivan
; Davide-A Sferrazza
; Nina Tona
; Stewart Oldfield
Subject: Re: Southern Financial - Client on irmation
attached info is correct
thank you
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue 4th Floor
New York, NY 10022
tel=
fa
cel
On Mar 28, 2018, at 6:04 PM, Xavier Avila <MMM>
wrote:
Richard, as discussed today, in order for the Southern Financial account in Global
Markets can get KYCed and we can extend product adoptions to a couple of other asset
classes (credit and equity OTC derivatives), we need you to confirm that the below
information and the attached documents are reviewed and come from you. Can you pls
review and if you do not have any concerns, respond to this email? Thanks. Xavier
•
W-9
•
Organization Chart
o Per attachment "Southern Financial Operating Agreement" (pages 1,
16)
• Southern Trust Company Inc. is the sole member of Southern
Financial RC
• Jeffrey Epstein is the sole shareholder of Southern Trust
Company Inc.
•
UBOs (Owners) that own greater than 10%
o Jeffrey Epstein is the sole UBO (see "Organization Chart" above)
•
The source of funds for the UBOs (owners) that are greater than 10%
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0071317
CONFIDENTIAL
SDNY_GM_00217501
EFTA01375740
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Subject: RE: Southern Financial - Client Confirmation [C] From: Xavier Avila Date: Wed, 28 Mar 2018 18:04:47 To: Richard Kahn Paul Barrett Cc: Martin Zeman Liam Osullivan Davide-A Nina Tona Stewart Oldfield -0400 Richard, as discussed today, in order for the Southern Financial account in Global Markets can get KYCed and we can extend product adoptions to a couple of other asset classes (credit and equity OTC derivatives), we need you to confirm that the below information and the at
4p
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