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EFTA01375743EFTA01375745
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efta-01375744DOJ Data Set 10Other

EFTA01375744

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DOJ Data Set 10
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efta-01375744
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EFTA Disclosure
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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P New York. NY. USA Tel • Email From: Richard Kahn Sent: Tuesday, Ma 23 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield >; Delores Rubin Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ? Richard Kahn I-IBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Pho Fax Cell ; Vahe Stepanian >; Matt Glassman On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color. Thanks Rich, Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management ---Original Messag — From: Richard Kahn Sent: Monday, May 22, 2017 05:26 PM Eastern tandard Time To: Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: Re: Rothschild [C] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071322 CONFIDENTIAL SDNY_GM_00217506 EFTA01375744

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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