Case File
efta-01376052DOJ Data Set 10OtherEFTA01376052
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01376052
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Cc: Stewart Oldfield; Joseph Dursi
Subject: RE: Approval Needed - List of Preferreds
Hey Ziggy,
I thought I'd send a quick note to see if you were able to review the list. Stew had a conversation with the client today,
and he'd like us to send something as soon as possible.
Thanks!
From: Andrew King
Sent: Friday, June 10, 2016 3:22 PM
To: Zbynek Kozelsky
Cc: Stewart Oldfield
Subject: Approval Needed - List of Preferreds
Ziggy,
I've attached a list of preferred equities that was asked for by Richard Kahn; the CFO for Southern Financial, which is an
investment entity for the personal wealth of Jeffrey Epstein (one of Stew Oldfield's clients).
The list isn't a recommendation. Instead, it is a list of commonly traded preferred equities, which Richard and Jeffrey can
select from to build their own basket.
The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSIPS, the average daily
volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common
equity columns. Bloomberg was the source of the non DB information.
We'd like to send on Monday afternoon at the latest. Please let us know what disclosures would be required for
approval.
Thanks in advance.
Best regards,
Andrew King
Andrew King, CFA
Vice President I Investment Solutions Group
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue. New York, NY 10154
Tel.
Fax
Mobi
Em
?An-lb-Kir Perform.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0071871
CONFIDENTIAL
SDNY_GM_00218055
EFTA01376052
Related Documents (6)
Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.