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efta-01376607DOJ Data Set 10Other

EFTA01376607

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efta-01376607
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Delores Rubin Sent: 5/23/2017 7:42:17 AM To: Richard Kahn Tazia Smith CC: Stewart 0ldfiel. Vahe Stepanian Subject: : 'ot Sc Hello Richard, Matt Glassman Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to ascertain if we might be able to put together something. The stock is currently 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Average volume for this stock is 17,000 shares. We will be back to shortly with more insight. Best regards, Delores Rubin Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 34 54.0004 New York, NY, USA Tel Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Vahe Stepanian Matt Glassman Delores Rubi Subject: Re: Rothschild ICJ Any update on bid ask for I 00k Roth ? Richard Kahn HBRK Associates Inc 575 Lexington Avenue, 4th Floor New York, NY 10022 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0072911 CONFIDENTIAL SDNY_GM_00219095 EFTA01376607

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