Case File
efta-01376607DOJ Data Set 10OtherEFTA01376607
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Unknown
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DOJ Data Set 10
Reference
efta-01376607
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1
Persons
0
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From:
Delores Rubin
Sent:
5/23/2017 7:42:17 AM
To:
Richard Kahn
Tazia Smith
CC:
Stewart 0ldfiel.
Vahe Stepanian
Subject:
: 'ot Sc
Hello Richard,
Matt Glassman
Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team
overseas on your inquiry.
As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this
stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to
ascertain if we might be able to put together something.
The stock is currently 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Average volume for this stock is
17,000 shares.
We will be back to shortly with more insight.
Best regards,
Delores Rubin
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
34
54.0004 New York, NY, USA
Tel
Emal
From: Richard Kahn [mailto
Sent: Tuesday, May 23, 2017 6:18 AM
To: Tazia Smith
Vahe Stepanian
Matt Glassman
Delores Rubi
Subject: Re: Rothschild ICJ
Any update on bid ask for I 00k Roth ?
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue, 4th Floor
New York, NY 10022
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0072911
CONFIDENTIAL
SDNY_GM_00219095
EFTA01376607
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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell
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