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efta-01376653DOJ Data Set 10Other

EFTA01376653

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DOJ Data Set 10
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efta-01376653
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Kindly assist with the below. Thanks in advance. Regards Linn Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, B1, D8 Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India From: Stewart Oldfield Sent: Wednesday, October 31, 2018 6:46 PM To: Mayur Rathod Cc: Richard larossi Bradley Gillin Vinita Advani Vijay-A Sawant Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [II Pretty sure we have already provided some of these. I still need to talk to the client about the remaining items. Have been away for 3 days in sales training with Brad, hope to call client today or tmw. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Oct 31, 2018, at 9:13 AM, Mayur Rathod rote: Classification: For Internal use only Hi Rich, Hope all is well. Following up on the below email sent by Vijay regarding pending rejection items. Do we have any update on the same. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0072990 CONFIDENTIAL SDNY_GM_00219174 EFTA01376653

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