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efta-01376696DOJ Data Set 10Other

EFTA01376696

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01376696
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1
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0
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Please note that DB is not acting as your advisor or fiduciary in svrap transactions: so you Should Consult Your own legal and other advisors and reoresentritivu about your status as a US no-iron and/or the ailvisabiliV_o_famerine into the Swan Trading Addendum. Any client that is a patural person should insert his or het own name where prompted to provide the. "Legal Name of Client Swap Vehicle" and insert his or her own signature when prompted to provide the "Authorlied Signatory Signature." Furthermore, a CFTC interim Compliant Identifier (or "CfC,I" number) is not required for a natural person. Please complete (or procure the completion. of) the relevant sections of the Swaps Protocol as soon as possible (and, in any event, prior to the next time that you may wish to enter into a swap with DB) and returrothe relevantlections (or procure their return) to DB in any of the following ways: By express or registered mail (or other trackable method) to the following address: 345 park:Avenue 25.1k. Floor INS: NYC20-2564 New York, NY 10154 Attn: Mary DaVitt By email to: failure to complete and return the relevant sections of the Swaps Protocol in a timely fashion could prevent you frorn entering into additional swaps with DB. Certain key terms used in this Swaps Protocol are defined in the appended Glossary. Please be aware that certain responses may require DB to obtain additional information front you in connection with discharging DB's counteroarty conduct of business obligations. Please contact ydur DB client-f leing precessional with-any questionsabout the Swaps Protocol. 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073048 SDNY_GM_00219232 CONFIDENTIAL EFTA01376696

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