Case File
efta-01376711DOJ Data Set 10OtherEFTA01376711
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DOJ Data Set 10
Reference
efta-01376711
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SWAP ADDENDUM ANNEX
CLIENT INFORMATION PORN(
1. Please provide the following information regarding Client.
Legal Name of ClientSwan Vehicle
L=LActdress•
Email Address:
Principal Oecunation / aPskess:
F‘V4AUGS A
t
CFTC Interim Compliant Identifier or Lena, Enritv Identifier:
-Sokyreiraili1/4
fl ta ANY-Mk . LLc
LAS
srAtatail1/23)
cit401.
comma. A gl thaCilte-
r V IC AS F2 4411,a trecilaScH
2.. Does Client have a Swap Agent?
0 YES
NO
If yes, then please provide the following information regarding theSwap/agent
Name:
Address:
Email;
Phone:
Each Swap Agent must also complete the Swap Agent Statement provided in Part 5 of this Protocol
and return the completed Statement to DB.
3. Will Client's swaps be guaranteed by another entity?
0 YES a NO
If yes, then please provide the following information regarding Client's guarantor.
1.1122thidlEti
Legal Address:
Each Guarantor must also complete the ECP Questionnaire for Guarantors provided in Part 6 of
this Protocol and return the completed Questionnaire to DB.
I lly CFTC interim compliapl idemiticr (or -(3cn, vehichirilluninsately In replied Mtn Legal IIdliry Icksidifser (or "LEP),
ha Unique onion= identification number used
swap renders as pan of their reporting obiternions under the CFTC
Reguktdous.
611.599,
PART 8 —PACE 16
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0073066
SONY GM_00219250
CONFIDENTIAL
EFTA01376711
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