Case File
efta-01376881DOJ Data Set 10OtherEFTA01376881
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01376881
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Sent:
To:
CC:
Subject:
Liam Osullivan
6/8/2018 4:52:14 PM
Paul Barrett
Davide-A Sferrazza
; 'Richard Kahn' I
Joshua Shoshan
-I:
Stewart Oldfield
; Martin Zeman I
Trade Details --> 06/08/2018 (C)
Classification: Confidential
Paul,
In SFLLC:
Sold 17 BRK/A at 293,789.86
Sold 10,000 QCOM at 60.3107
Sold 25,000 GILD at 71.9664
In Haze:
Sold 15,390 SPOT at 171.8254
Thank you,
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue 10154.0004 New York, NY, USA
Tel.
Email
Xavier Avila
Prepared on
06/08/2018 Source:
Pershing Ne1X 360
Unofficial trade confirmations use information from sources that the fine believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee
the accuracy of this information. or the reliability of these sources. Please refer to your official account statements and confirmations for all trade
information.
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in
evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of °BSI or its affiliates prior to
execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners
(KCP) products, investment ideas and solutions and related matters tfiscussed herein are provided for discussion purposes only, and strictly on a non-
advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of
its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DEISI or any
Wits affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0073329
CONFIDENTIAL
SDNY_GM_00219513
EFTA01376881
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DOJ Data Set 10CorrespondenceUnknown
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