EFTA01377077

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DOJ Data Set 10

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efta-01377077

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EFTA Disclosure

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Best, <image001.gif> Darlene tong, CFA Key Client Partners I Deutsche Bank Securities, Inc 345 Park Avenue, 26th Floor, New York, NY, 10154 From: Richard Kahn [mailto. Sent: Friday, October 14, 2016 3:19 PM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba; Vahe Stepanian Subject: Re: [C] ok lets revisit monday thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel ce On Oct 14, 2016, at 2:57 PM, Darlene Zong wrote: Classification: CoMItiential Spreads are wide for Friday afternoon. Indicative levels below - Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,E CUSIP: 060505D18 102 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 CUSIP: 35906AAH1 105.75 x 107.50 Best, 7/6/15 3,1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073622 CONFIDENTIAL SONY GM_00219806 EFTA01377077

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EFTA Document EFTA01375151

From: Richard Kah SeM: 4/8/2019 4: To: Stewart Oldfield Subject: Re: i-laze Trust thank you Richard Kahn MIRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Apr 8, 2019, at 4:31 PM, Stewart Oldfield a wrote: From: Stewart Oldfield Sent: Monday, April 08, 2019 4:31 PM To: Subject: .. 1 MM Mile, Per my client's request, please see attached. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Manage

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EFTA Document EFTA01421466

Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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EFTA01369161

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