Case File
efta-01377413DOJ Data Set 10OtherEFTA01377413
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01377413
Pages
1
Persons
0
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Classification: Confidential
Rich —
Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume.
DB did trade small today, — 3,000 shares, split between High Touch and Low Touch
which is usually the case for this name. The big International houses generally see Low
Touch business, where the boutique houses dominate the High Touch. DB has good
relationship with many of these boutique shops that work High Touch orders (as yours
would be), so let us know if you'd like to discuss further per my prior note about
working smaller size.
Speak Soon,
Tazia
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart OldfseId; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
Rich - Just tried calling you. Please call Delores directly if you have follow
through on this at 212-454-3300.
As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a
full 100k shares. But, Delores has market color and guidance on a market if you
portion out that size and can help facilitate.
Remember the market closes in Paris at 1 I :30am.
Tazia
Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management
[email protected]
From: Delores Rubin
Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time
e
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0074220
CONFIDENTIAL
SONY GM_00220404
EFTA01377413
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[email protected]Phone
212-454-3300Related Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01369769
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Dept. of JusticeOtherUnknown
EFTA Document EFTA01381057
As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell
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DOJ Data Set 10OtherUnknown
EFTA01380773
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DOJ Data Set 10OtherUnknown
EFTA01381234
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DOJ Data Set 10OtherUnknown
EFTA01372957
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DOJ Data Set 10OtherUnknown
EFTA01371749
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