Case File
efta-01377609DOJ Data Set 10OtherEFTA01377609
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DOJ Data Set 10
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efta-01377609
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From:
Richard Kahn
Sent:
8/30/2018 6:58:25 AM
To:
Stewart Oldfield I
Subject:
Re: The Butterfly Trust
ok. Just trading. Not a lot of money in account. Thanks.
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
New York NY 10022
Tel
Fax
Cell
> On Aug 30, 2018, at 6:56 AM, Stewart oldfield <
wrote:
>
• Thanks. what will it be used for? It probably makes sense for me to still set it up with the KCP
trading team (who can easily keep it separate from Paul's accounts) since that will give you the most
flexibility to trade over time. will get docs. Thanks.
>
• Stewart oldfield, CFA, CAIA
> Director
>
• Deutsche Bank Trust Company Americas
> Deutsche Bank wealth Management
> 345 Park Avenue, New York, NY 10154
> Tel.
> Mobile
> Email
>
• Securities offered through Deutsche Bank Securities Inc.
»• On Aug 30, 2018, at 6:27 AM, Richard Kahn
> wrote:
»
• Butterfly will not be a Paul trading account. I will look into certificate of good standings. Thanks.
» Richard Kahn
» HBRK Associates Inc.
» 575 Lexington Avenue, 4th Floor
» New York. NY 10022
» Tel
» Fax
» cell
>»
•
On Aug 29, 2018, at 11:47 AM, Stewart oldfield <
> wrote:
>»
>» sorry, just getting caught up after two weeks away. will send you the docs. Is this an account that
Paul will trade through Martin or something else?
>»
>» Also, just as with Gratitude, we will need to clear our annual KYC review to open a new account. I
think we are still waiting on the certificate of good standing for Gratitude and the other corporate
accounts.
>»
>» Thanks
>»
>»
Original message
>» From: Richard Kahn
>» Sent: monday, AugustI
M
>» To: Bradley Gillin <
>» Cc: Stewart Oldfield
; Bella Klein <
>» subject: The Butterfly Trust
>»
>» please advise on process to open brokerage account thank you
>»
>» Richard Kahn
>» HBRK Associates Inc.
>» 575 Lexington Avenue 4th Floor
>» New York, NY 10022
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0074755
CONFIDENTIAL
SDNY_GM_00220939
EFTA01377609
Related Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01433047
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DOJ Data Set 10OtherUnknown
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Subject: RE: Any chance ou also have the Mort certificate handy? Thanks From: Richard Iarossi Date: Mon, 17 Sep 2018 17:54:27 -0400 To: Bella Klein Stewart Oldfield Cc: Richard Kahn Bradley Gillin ilM1~1~1~> Hi Bella, Thank you for all of these. I've gone through the list and I believe that Neptune, LLC and Jeepers, Inc. would be the last two outstanding COGS. Please correct me if these have been sent already. Regards, Rich Richard Iarossi Assistant Vice President Deutsche Bank W
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