Case File
efta-01378119DOJ Data Set 10OtherEFTA01378119
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01378119
Pages
1
Persons
0
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Preliminary Prospectus
J.P. Morgan
Allen & Company LLC
BofA Merrill Lynch
Deutsche Bank Securities
BMO Capital Markets
Barclays
BNP PARIBAS
Cowen and
Company
2015
Oppenheimer & Co.
PNC Capital
Markets LLC
SOCIETE
Fifth Third
GENERALE
Securities
You should rely only on the information contained in this prospectus. We have not authorized anyone to provide you with
information different from that contained In this prospectus. We are offering to sell, and seeking offers to buy, our common stock
only in jurisdictions where offers and sales are permitted. The information contained in this prospectus is accurate only as of the
date of this prospectus, regardless of the time of delivery of this prospectus or of any sale of our common stock.
No action is being taken in any jurisdiction outside the United States to permit a public offering of the common stock or
possession or distribution of this prospectus in that jurisdiction. Persons who come into possession of this prospectus in
jurisdictions outside the United States are required to inform themselves about and to observe any restrictions as to this offering
and the distribution of this prospectus applicable to that jurisdiction.
Until
, 2015, all dealers that buy, sell or trade in our common stock, whether or not participating in this offering, may
be required to deliver a prospectus. This is in addition to the dealers' obligation to deliver a prospectus when acting as
underwriters and with respect to their unsold allotments or subscriptions.
Tad.> of Cnntent
Part II
Information not required in prospectus
Item 13.
Other expenses of issuance and distribution.
Estimated expenses, other than underwriting discounts and commissions, of the sale of our common stock, are as follows (In thousands).
SEC registration fee
$
54.0
FINRA filing fee
130.5
Listing fees and expenses
150.0
Transfer agent and registrar fees and expenses
30.0
Printing fees and expenses
900.0
Legal fees and expenses
5.000.0
Accounting expenses
1,700.0
Miscellaneous expenses
61.4
Total
$
8,025.9
Item 14.
Indemnification of directors and officers.
Limitation of personal liability of directors and Indemnification
Section 102(b)(7) of the DGCL permits a corporation to provide in its certificate of incorporation that a director of the corporation shall not be personally liable
to the corporation or its stockholders for monetary damages for breach of fiduciary duty as a director, except for liability (1) for any breach of the directors
duty of loyalty to the corporation or its stockholders, (2) for acts or omissions not in good faith or which involve intentional misconduct or a knowing violation of
law, (3) under Section 174 of the DGCL (regarding, among other things, the payment of unlawful dividends or unlawful stock purchases or redemptions). or
(4) for any transaction from which the director derived an improper personal benefit. Our certificate of incorporation will provide for such limitation of liability.
Section 145(a) of the DGCL empowers a corporation to indemnify any director, officer, employee or agent. or former director, officer, employee or agent, who
was or is a party or is threatened to be made a party to any threatened, pending or completed action, suit or proceeding, whether civil. criminal, administrative
or investigative (other than an action by or in the right of the corporation), by reason of such person's service as a director, officer. employee or agent of the
corporation, or such person's service, at the corporation's request. as a director, officer. employee or agent of another corporation or enterprise, against
expenses (including attorneys fees). judgments, fines and amounts paid in settlement actually and reasonably incurred by such person in connection with such
action, suit or proceeding; provided that such director or officer acted in good faith and in a manner reasonably believed to be in or not opposed to the best
interests of the corporation; and, with respect to any criminal action or proceeding, provided that such director or officer had no reasonable cause to believe
his conduct was unlawful.
Section 145(b) of the DGCL empowers a corporation to indemnify any person who was or is a party or is threatened to be made a party to any threatened,
hap: vdc.m., see.govn.&n l ireskdBn daW157518910001(147469150031B.112226453^-13.1iim111 920139:21:17 AIM
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0075279
SONY GM_00221463
EFTA01378119
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