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efta-01378285DOJ Data Set 10Other

EFTA01378285

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DOJ Data Set 10
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efta-01378285
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Tuesday, Apr. 02 2019 2:49 AM To: Brigid Macias Bradley Gitlin Subject: Fwd: Excessive Transactions March 2019 Account tt4 1 2 4 How simple is it to convert this into an account without transaction limits? Given the outflows to exit the relationship, I can see hitting the cap again in April. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Stewart Oldfield Date: April 1, 2019 at 11:48:42 PM GMT To: dboi oversight Cc: Ryan Neumann Teresa Metallo < Subject: Re: Excessive Transactions March 2019 Account #44129244 II] , Surendra Singh ra Jasper >, Bradley Gillin Thanks. Let me look into what happened here and come back to you. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075450 CONFIDENTIAL SONY GM_00221634 EFTA01378285

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