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efta-01378661DOJ Data Set 10Other

EFTA01378661

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DOJ Data Set 10
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efta-01378661
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Mar 6 2019 at 9:19 AM, Liam Osullivan <Li wrote: Classification: Confidential Good morning, We will work on have the margin statements turned off. We have not received the request from IS yet. Thank you, Liam -%litna2e001.gir> Liam O'Sullivan Investinuits & Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154.000E USA Tel. Mobile Email Visit us: Imp deutschewealth corn <image002.s.tif> IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice. IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075882 CONFIDENTIAL SONY GM_00222088 EFTA01378661

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