Case File
efta-01378661DOJ Data Set 10OtherEFTA01378661
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01378661
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
ok
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell
On Mar 6 2019 at 9:19 AM, Liam Osullivan
<Li
wrote:
Classification: Confidential
Good morning,
We will work on have the margin statements turned off.
We have not received the request from IS yet.
Thank you,
Liam
-%litna2e001.gir>
Liam O'Sullivan
Investinuits & Trading Institutional Wealth Partners
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue New York, NY 10154.000E USA
Tel.
Mobile
Email
Visit us: Imp deutschewealth corn
<image002.s.tif>
IWP products and services are intended for and available only to sophisticated,
experienced investors who qualify as Institutional accounts" under FINRA Rule
4512(c)(3), and are capable of evaluating the investment benefits and risks of, and
exercising independent judgment in evaluating and determining whether to enter into.
sophisticated trading strategies and financial transactions. Transactions are subject
to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and
no transaction, idea or opportunity discussed herein may be executed unless you are
a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP).
Material herein regarding IWP products, investment ideas and solutions is for
discussion purposes only. While brokerage services offered through the IWP
Americas desk may include investment recommendations and brokerage advice. IWP
does not provide investment management or investment advisory services, and
private market opportunities and other products and services available through IWP
are offered only on a non-advisory basis.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0075882
CONFIDENTIAL
SONY GM_00222088
EFTA01378661
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