EFTA01378771

• The Haze Trust • NES, LLC • Plan D, LLC We will be able to submit all the remaining cases from this relationship once the above info & docs are received. Let me know if any queries, thanks. Kind Regards, I Vijay Sawant KYC Case Representative Deutsche CM Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063, India Tel. Mobile + From: Stewart Oldfield Sent: Wednesday, September 26, 2018 1:36 AM To: Vijay-A Sawant Cc: Bradley Gillin < >; Richard larossi db.com> Subject: Southern Financial Vijay, Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on. I think we are still waiting on COGS for Jeepers and Neptune. We also still need to resolve the BV70 issue with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following up on? Thanks L Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bark Wealth Management 345 P rk A New York. NY 10154 Tel. Mobile Email Securities offered through Deutsche Bark Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076021 CONFIDENTIAL SDNY_GM_00222205 EFTA01378771