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efta-01379104DOJ Data Set 10OtherEFTA01379104
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DOJ Data Set 10
Reference
efta-01379104
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1
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0
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From:
Financial Advisor Magazine [[email protected])
Sent:
7/10/2019 9:39:38 AM
To:
Subject:
FA News: CFP Board Considers Postponing Enforcement Of Fiduciary Code
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July 10, 2019
CFP Board Considers Postponing Enforcement Of Fiduciary
Code
The new standards could impact thousands of CFPs at broker-dealers and hybrid firms.
The 10 Best States For Your Summer Road Trips
More than $761 billion is spent on leisure travel every year.
Why Clients Should Discuss Their DAF Accounts With Their
Successor Advisors
About 75 percent of successor advisors were surprised by their responsibilities to donor-
advised fund accounts.
Schwab Grows Its Commission-Free ETF Lineup
Schwab now allows investors to trade 539 ETFs commission free.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0076414
CONFIDENTIAL
SDNY_GM_00222598
EFTA01379104
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