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efta-01379119DOJ Data Set 10Other

EFTA01379119

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DOJ Data Set 10
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efta-01379119
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Securities offered through Deutsche Bank Securities Inc On Oct 31, 2018, at 11:05 PM, Stewart Oldfield < > wrote: I'm talking to his CFO tmw for more details. Missed him the last few days while I was in sales training. Sorry for the delay. Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Oct 31, 2018, at 9:00 PM, Kimberly Hart < wrote: Were you able to obtain the additional details from the client as discussed with Andrew? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Mobil(- Email Securities offered through Deutsche Bank Securities Inc On Oct 22, 2018, at 3:39 PM, Stewart Oldfield > wrote: Might be easiest to discuss. Please let me know when From: Kimberly Hart Sent: Monday, October 22, 2018 2:30 PM To: Richard larossi Cc: Bradley Gillin >; Stewart Oldfield < >; CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076429 CONFIDENTIAL SDNY_GM_00222613 EFTA01379119

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