Case File
efta-01379122DOJ Data Set 10OtherEFTA01379122
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01379122
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Jeffrey, please find the
attached 'Notice of Dismissal' dated
10/5/18.
As this occurred after your approval on
10/2/17, please confirm again that we
are comfortable moving forward.
Thank You,
Rich
Richard laroso
Assistant Vrce Po:salon
Sri
• -
• ‘1",-
aenteat
Securities offered through Deutsche Bank Securities
Inc.
From: Kimberly Hart
Sent: Tuesday, October 09, 2018 12:15
PM
To: Stewart Oldfield
Cc: Bradle Gillin
Subject: RE: Epstein • negative media [I]
Classification: For internal use only
Was this returned as an ROC alert — or
part of the regular Lexis/Nexis due
diligence?
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Kimberly Hart
Managing Director I Divisional Control Officer
Wealth Management Americas
Deutsche Bank Trust Com an Americas
Emal
Securities offered through Deutsche Bank
Securities Inc.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0076432
CONFIDENTIAL
SDNY_GM_00222616
EFTA01379122
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