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Case File
efta-01379469DOJ Data Set 10Other

EFTA01379469

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01379469
Pages
1
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Tel. Email From: Delores Rubin Sent: Wednesday, Ma 24, 2017 8:32 AM To: Tazia Smith < >; 'Richard Kahn' Cc: Stewart Oldfield < >; Vahe Ste • anian ; Matt Glassman ; Davide-A Sferrazza < Subject: RE: Rothschild (C) Classification: Confidential Good Morning Richard, Very little activity so far today on Rothschild. Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something to do would care on the type of size you would like to trade. Our trader would like the opportunity to inquiry if they care, but to be blunt, it is unreasonable to try to open them up without an idea of whether we are a buyer or a seller. DB would be happy to work an order for you using all of our institutional capabilities. Thank you. Best regards, Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York. NY, USA Tel. Email From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn < Cc: Delores Rubin < >; Stewart Oldfield < >; Vahe Stepanian >; Matt Glassman CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076962 CONFIDENTIAL SDNY_GM_00223146 EFTA01379469

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