Case File
efta-01379469DOJ Data Set 10OtherEFTA01379469
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01379469
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Tel.
Email
From: Delores Rubin
Sent: Wednesday, Ma 24, 2017 8:32 AM
To: Tazia Smith <
>; 'Richard Kahn'
Cc: Stewart Oldfield <
>; Vahe
Ste • anian
; Matt Glassman
; Davide-A Sferrazza <
Subject: RE: Rothschild (C)
Classification: Confidential
Good Morning Richard,
Very little activity so far today on Rothschild.
Our trader had working orders from two large institutions
in the past 6 months. These institutions, if they have
something to do would care on the type of size you
would like to trade. Our trader would like the opportunity
to inquiry if they care, but to be blunt, it is unreasonable
to try to open them up without an idea of whether we are
a buyer or a seller.
DB would be happy to work an order for you using all of
our institutional capabilities.
Thank you.
Best regards,
Delores Rubin
<image001.gif>
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue 10154-0004 New York. NY, USA
Tel.
Email
From: Tazia Smith
Sent: Tuesday, May 23, 2017 2:41 PM
To: Richard Kahn <
Cc: Delores Rubin <
>; Stewart
Oldfield <
>; Vahe Stepanian
>; Matt Glassman
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0076962
CONFIDENTIAL
SDNY_GM_00223146
EFTA01379469
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