Case File
efta-01379471DOJ Data Set 10OtherEFTA01379471
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DOJ Data Set 10
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efta-01379471
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
DB did trade small today, - 3,000
shares, split between High Touch and
Low Touch which is usually the case for
this name. The big International houses
generally see Low Touch business,
where the boutique houses dominate
the High Touch. DB has good
relationship with many of these
boutique shops that work High Touch
orders (as yours would be), so let us
know if you'd like to discuss further per
my prior note about working smaller
size.
Speak Soon,
Tazia
Cell:
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart Oldfield; Vahe Stepanian;
Matt Glassman
Subject: RE: Rothschild [C]
Rich - Just tried calling you. Please
call Delores directly if you have
follow through on this at
As team relayed, DB isn't (nor are
we in touch with as agent) a marker
maker on a full 100k shares. But,
Delores has market color and
guidance on a market if you portion
out that size and can help facilitate.
Remember the market closes in Paris
at I I:30am.
Tazia
Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0076964
CONFIDENTIAL
SDNY_GM_00223148
EFTA01379471
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