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EFTA01379534EFTA01379536
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efta-01379535DOJ Data Set 10Other

EFTA01379535

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DOJ Data Set 10
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efta-01379535
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EFTA Disclosure
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From: Stewart Old Sent: 9/14/2017 11:19:37 AM To: Matt Glassman Martin Zeman Subject: FW: trade in SFL LIC Who can help with this? From: Richard Kahn Imailto Sent: Thursday, September 14, 2017 8:47 AM To: Vahe Stepanian >; Tazia Smith <->; Stewart Oldfield Cc: Darren Indyke < Subject: trade in SFL LLC Please call Darren to confirm the following trade Buy 5000 QCOM at market Once done: Sell 50 Nov'17 52.50 Calls Sell 50 Nov'17 50 Puts Net credit of $3.00 or better Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0077114 CONFIDENTIAL SDNY_GM_00223298 EFTA01379535

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DOJ Data Set 10CorrespondenceUnknown

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EFTA Document EFTA01371638

From: Martin Zeman Sent: 9/14/201711:23:55 AM To: Liam Osullivan CC: Stewart Oldfield Subject: FW: trade in SFL LLC LHA, zfir if v Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management DB Seturibes Inc Park Avenue 1 154 New York, NY. USA Joshua Shosha KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(O(3). and who are capable of evaluating the st

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EFTA Document EFTA01375385

From: Matt Glassman Sent: 9/14/2017 11:22:10 AM To: Stewart 0ldfield I ; Martin Zeman CC: Davide-A Sferrazza Subject: RE: trade in SFL LLC Adding davide From: Stewart Oldfield Sent: Thursday, September 14, 2017 11:20 AM To: Matt Glassman < >; Martin Zeman < Subject: FW: trade in SFL 11.0 Who can help with this? From: Richard Kahn Sent: Thursday, September 14, 2017 8:47 AM To: Vahe Ste anian Cc: Darren Indyke < Subject: trade in SFL LLC >; Tazia Smith < Please call Darren

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EFTA01375385

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