Case File
efta-01380081DOJ Data Set 10OtherEFTA01380081
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01380081
Pages
1
Persons
0
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Deutsche Bank
Wealth Management
Client Authorization for use of Free Credit Balances
Account TitleNWReiationship Name
Butterfly Trust
Account &imbe(s)
The undersigned client ("Client") hereby acknowledges and agrees that with respect to Client's use of its free credit balances at
Deutsche Bank Securities Inc. ("OBSI"), Client hereby authorizes DBSI as follows:
Client Authorization for use of Free Credit Balances
The undersigned client ("Client") hereby acknowledges and agrees that with respect to Client's use of its free credit
balances at Deutsche Bank Securities Inc. ("DBSI"), Client hereby authorizes DBSI as follows:
Check one:
X Cash Sweep—Client elects to participate in the cash sweep program in accordance with the terms and conditions set
forth in the cash sweep options disclosure document attached, Client agrees to contact DBSI regarding the selection
of the Client's cash sweep options. Where permitted by applicable law, Client authorizes DBSI to change or replace the
cash sweep options available to Client at DBSI's discretion.
Li Free Credit Balances—Client elects to maintain free credit balances as non-interest-bearing free credit balances
awaiting investment.
In order to establish any retirement account that is subject to the Internal Revenue Code of 1986, as amended, or the
Employee Retirement Income Security Act of 1974, as amended, you MUST choose a sweep vehicle from a list that DBSI will
provide to you separately. A list of available sweep vehicles*, their current yields and the prospectuses for these vehicles are
available at https://deutschewealth.com/contentkleutschewealth/en/articlesicash-sweep-options.html. The revenue DBSI
receives in connection with these sweep vehicles ranges between 0% and 0.15%. The specific revenue percentage per fund
is available upon request.
If you elect a sweep vehicle, but do not identify which vehicle, your excess cash will automatically be swept into the Dreyfus
Government Cash Management Investor Share class. This is an unaffiliated mutual fund that requires no minimum balance.
OBS, receives no compensation in connection with the Dreyfus Government Cash Management Investor Share class.
*Please note that some of these vehicles have investment minimums and may not be available to you. Please speak with your
tax advisor aytp whether a tax el empt vehicle is appropriate for your retirement account.
Client's Signature (or authorised signor)
Ha
I Beller
Print Client's Name
Signature (of authorized si
Erika A Kellerhals
Print Cliom's Name
WM179143 013105.011719
/ 0 /1120O
Data
tb) _
Date
Pagt,1,113
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0078213
CONFIDENTIAL
SDNY_GM_00224397
EFTA01380081
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