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efta-01380081DOJ Data Set 10Other

EFTA01380081

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DOJ Data Set 10
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efta-01380081
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Wealth Management Client Authorization for use of Free Credit Balances Account TitleNWReiationship Name Butterfly Trust Account &imbe(s) The undersigned client ("Client") hereby acknowledges and agrees that with respect to Client's use of its free credit balances at Deutsche Bank Securities Inc. ("OBSI"), Client hereby authorizes DBSI as follows: Client Authorization for use of Free Credit Balances The undersigned client ("Client") hereby acknowledges and agrees that with respect to Client's use of its free credit balances at Deutsche Bank Securities Inc. ("DBSI"), Client hereby authorizes DBSI as follows: Check one: X Cash Sweep—Client elects to participate in the cash sweep program in accordance with the terms and conditions set forth in the cash sweep options disclosure document attached, Client agrees to contact DBSI regarding the selection of the Client's cash sweep options. Where permitted by applicable law, Client authorizes DBSI to change or replace the cash sweep options available to Client at DBSI's discretion. Li Free Credit Balances—Client elects to maintain free credit balances as non-interest-bearing free credit balances awaiting investment. In order to establish any retirement account that is subject to the Internal Revenue Code of 1986, as amended, or the Employee Retirement Income Security Act of 1974, as amended, you MUST choose a sweep vehicle from a list that DBSI will provide to you separately. A list of available sweep vehicles*, their current yields and the prospectuses for these vehicles are available at https://deutschewealth.com/contentkleutschewealth/en/articlesicash-sweep-options.html. The revenue DBSI receives in connection with these sweep vehicles ranges between 0% and 0.15%. The specific revenue percentage per fund is available upon request. If you elect a sweep vehicle, but do not identify which vehicle, your excess cash will automatically be swept into the Dreyfus Government Cash Management Investor Share class. This is an unaffiliated mutual fund that requires no minimum balance. OBS, receives no compensation in connection with the Dreyfus Government Cash Management Investor Share class. *Please note that some of these vehicles have investment minimums and may not be available to you. Please speak with your tax advisor aytp whether a tax el empt vehicle is appropriate for your retirement account. Client's Signature (or authorised signor) Ha I Beller Print Client's Name Signature (of authorized si Erika A Kellerhals Print Cliom's Name WM179143 013105.011719 / 0 /1120O Data tb) _ Date Pagt,1,113 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078213 CONFIDENTIAL SDNY_GM_00224397 EFTA01380081

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URLhttps://deutschewealth.com/contentkleutschewealth/en/articlesicash-sweep-options.html

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