Case File
efta-01380353DOJ Data Set 10OtherEFTA01380353
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01380353
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
>; Matt Glassman
>; Davide-A Sferrazza <
Subject: Re: Rothschild ICJ
Thanks you for update. Any indication where a
100,000 share block can be crossed? Please advise.
Thank you.
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue, 4th Floor
New York, NY 10022
Phone
Fax
Cell
On May 30, 2017, at 8:14 AM, Delores Rubin
wrote:
Classification: Confidential
Good Morning Richard and Tazia,
In the event you still care in Rothschild,
volumes continue to be around its
average of 15,000 shares a day over the
past week, but a few local houses have
advertised sizeable volume that has not
been reflected on the tape.
ODDO secutities has been advertising
crossing and trading stock for the past
week and EXANE has advertised
trading over 100,000 shares in the same
time period.
The stock has been in a range of 28 -
28.20 EUR and we would still be happy
to work an order for you if it helps.
Best regards,
Delores Rubin
<image001,gif>
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY,
USA
E .
Email
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0078751
CONFIDENTIAL
SDNY_GM_00224935
EFTA01380353
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