Case File
efta-01380356DOJ Data Set 10OtherEFTA01380356
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Unknown
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DOJ Data Set 10
Reference
efta-01380356
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1
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0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
On May 23, 2017, at
12:O6 PM, Tazia
Smith
> wrote:
Classification:
Confidential
Rich —
Closing the loop on
today's trading, ROTH
FP closed at 28 EUR on
12,414 daily volume.
DB did trade small
today, — 3,000 shares,
split between High
Touch and Low Touch
which is usually the
case for this name. The
big International
houses generally see
Low Touch business,
where the boutique
houses dominate the
High Touch. DB has
good relationship with
many of these boutique
shops that work High
Touch orders (as yours
would be), so let us
know if you'd like to
discuss further per my
prior note about
working smaller size.
Speak Soon,
Tazia
Cell
From: Tazia Smith
Sent: Tuesday, May 23,
2017 6:19 AM
To: Delores Rubin;
'Richard Kahn'
Cc: Stewart Oldfield;
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0078754
CONFIDENTIAL
SDNY_GM_00224938
EFTA01380356
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