Case File
efta-01380358DOJ Data Set 10OtherEFTA01380358
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01380358
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Cc: Stewart Oldfield;
Vahe Stepanian; Matt
GI assman
Subject: RE:
Rothschild [C]
Hello Richard,
Sorry for the delayed
response. I am one of
the DB traders here in
the US. I have been
communicating with our
team overseas on your
inquiry.
As Tazia mentioned.
Rothschild is a light
trading name. Our DB
Institutional desk has
not had any natural flow
in this stock in the past
few months, but a few
clients that have
expressed some
interest in the name so
we have calls out to
ascertain if we might be
able to put together
something.
The stock is currently
27.85 EUR x 27.95
EUR with only 4,000
shares that have
traded. Average
volume for this stock is
17,000 shares.
We will be back to
shortly with more
insight.
Best regards,
Delores Rubin
cunage001.gif>
Delores Rubin
Director I Wealth
Management Capital
Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth
Management
345 Park Avenue. 10154-
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0078756
CONFIDENTIAL
SDNY_GM_00224940
EFTA01380358
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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