EFTA01380654

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DOJ Data Set 10

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efta-01380654

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EFTA Disclosure

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From: Stewart Oldfield Sent: 4/23/2017 9:44:02 PM To: Audie Apple Subject: Re: catching up/risk premia investing [I] Classification: For Internal Use Only We did not. Will try to nail him down in the morning. Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Audie Apple Sent: Sunday, April 23, 2017 08:55 PM To: Stewart Oldfield Subject: Re: catching up/risk premia investing Hi Stew. Did we firm up a time tomorrow? I'm in Dallas and will do from the office. A On Apr 21, 2017, at 2:10 PM, Stewart Oldfield wrote: Copying in Audie. We are wide open Monday after 2. Shall we schedule a time? Thanks From: Richard Kahn Sent: Friday, April 21, 2017 1:47 PM To: Stewart Oldfield Cc: Vahe Stepanian Subject: Re: catching up/risk premia investing sounds great monday / wednesday best for me next week thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079152 CONFIDENTIAL SDNY_GM_00225336 EFTA01380654

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From: Richard Kah SeM: 4/8/2019 4: To: Stewart Oldfield Subject: Re: i-laze Trust thank you Richard Kahn MIRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Apr 8, 2019, at 4:31 PM, Stewart Oldfield a wrote: From: Stewart Oldfield Sent: Monday, April 08, 2019 4:31 PM To: Subject: .. 1 MM Mile, Per my client's request, please see attached. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Manage

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Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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EFTA01369161

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