Case File
efta-01380674DOJ Data Set 10OtherEFTA01380674
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01380674
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Classification: Confidential
Hello Richard,
We are unable to make a market in that size and as I
stated last week without knowing if you are a Buyer or
Seller we would not get a response from any of
institutional clients we know care in the name.
If you have an ultimate limit on either side, we could
work an order for you.
Best regards,
Delores Rubin
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Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel. +1 212 454.0860
Emai
From: Richard Kahn Imailto
Sent: Tuesday, May 30, 2017 8:22 AM
To: Delores Rubin
Cc: Tazia Smith a;
Stewart OldfieId
‘:
>; Vahe Stepanian
>; Matt Glassman
; Davide-A Sferrazza
Subject: Re: Rothschild [C]
Thanks you for update. Any indication where a
100,000 share block can be crossed? Please advise.
Thank you.
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
New York, NY 10022
Phone 212-971-1306
Fax 646-350-0954
Cell
On May 30, 2017, at 8:14 AM, Delores Rubin
wrote:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0079180
CONFIDENTIAL
SDNY_GM_00225364
EFTA01380674
Technical Artifacts (4)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Fax
Fax 646-350-0954Phone
+1 212 454.0860Phone
212-971-1306Phone
646-350-0954Related Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01369769
0p
Dept. of JusticeOtherUnknown
EFTA Document EFTA01381057
As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell
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DOJ Data Set 10OtherUnknown
EFTA01380773
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DOJ Data Set 10OtherUnknown
EFTA01381234
1p
DOJ Data Set 10OtherUnknown
EFTA01372957
1p
DOJ Data Set 10OtherUnknown
EFTA01371749
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