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efta-01380842DOJ Data Set 10Other

EFTA01380842

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DOJ Data Set 10
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efta-01380842
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: CC: Subject: Liam Osullivan 8/3/2018 8:52:40 AM Paul Barrett Martin Zeman RE: CDR (C) Classification: Confidential Paul, Richard Kahn ; Davide-A Sferrazza ; Stewart Oldfield You sold 15,320 CDR at 199.4626 PLN. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York. NY, USA Tel. Email ; Xavier Avila Prepared on OW03/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluafing, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBS? or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of O8S1 or any outs affiliates. From: Paul Barrett (mailto Sent: Friday, August 03, 2018 6:36 AM To: Liam Osullivan < Cc: Martin Zeman < >; Davide-A Sferrazza Subject: Re: CDR [C] Please work the balance at a 198 low market not held. Thx CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079403 CONFIDENTIAL SONY GM_00225587 EFTA01380842

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