EFTA01380892

Annual Client Update: ID 82744 GCIS Customer Number 00000469756 Customer Name CJA Private Equity Financial Restructuring Master Fund I, L.P. MD Andrew Gallivan Annual Client Update: Created Date 3/8/2017 A14. The entity is a Private Equity investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals A15. Client Status Update Description Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. Yr Net Profit $10MM, Investable Assets $100MM No changes so far this year. A16. No A17. No Customer Owner Mark Gonzalez 82747 00000469757 CJA Public Private Multi Manager Master Fund, L.P. Andrew Gallivan 3/8/2017 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. Yr Net Profit $10MM, Investable Assets $100MM There have been no changes for this entity this year. No No Mark Gonzalez 82749 00000469433 Gapstow Capital Partners LP Andrew Gallivan 3/8/2017 Private Equity Investments- Income is derived from investment management fees There have been no significant changes to this client's activity. No No Mark Gonzalez 82750 00000486910 Gapstow Community Financials Fund LP Andrew Gallivan 3/8/2017 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, No changes have occurred for this entity. No No Mark Gonzalez CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0079463 SDNY_GM_00225647 EFTA01380892