EFTA01381032

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DOJ Data Set 10

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efta-01381032

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EFTA Disclosure

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thanks Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Oct 14 2016 at 2:57 PM, Darlene Zong wrote: Classification: Confidential Spreads are wide for Friday afternoon. Indicative levels below — Haze Trust Bank of America 8.125% Pfd 12/29/2049 CUSIP: 102 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 CUSIP: 105.75 x 107.50 Best, Darlene From: Richard Kahn Sent: Friday, OctoberIFIRRIIII To: Vahe Stepanian Cc: Stewart Oldfield; Darlene Zong; Daniel Sabba Subject: Re: [C] can you please refresh quote thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell 05/10/11 7/6/15 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079750 CONFIDENTIAL SDNY_GM_00225934 EFTA01381032

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Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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EFTA01369161

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