Case File
efta-01381225DOJ Data Set 10OtherEFTA01381225
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Unknown
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DOJ Data Set 10
Reference
efta-01381225
Pages
1
Persons
0
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Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Tazia Smith
Sent:
5/23/2017 2:41:00 PM
To:
Richard Kahn
CC:
Delores Rubin
; Stewart Oldfield
; Matt Glassman
a.sferrazza(db.com)
Subject:
RE: Rothschild (C)
Classification: Confidential
.J; Vahe Stepanian
Davide-A Sferrazza
Thanks Rich.
No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get
a two-way in front of you.
Understand no trade.
Best,
Tazia
From: Richard Kahn [mailto:
Sent: Tuesday, May 23, 2017 11:13 AM
To: Tazia Smith
Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A Sferrazza
Subject: Re: Rothschild [C]
mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k
thank you for your work on this..
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York NY 10022
tel
l
fa
ce
On May 23, 2017, at 12:06 PM, Tazia Smith ‹
> wrote:
Classification: Confidential
Rich —
Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume.
08 did trade small today, — 3,000 shares, split between High Touch and Low Touch which is usually the
case for this name. The big International houses generally see Low Touch business, where the boutique
houses dominate the High Touch. DB has good relationship with many of these boutique shops that
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0080034
CONFIDENTIAL
SDNY GM_00228218
EFTA01381225
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