Case File
efta-01381483DOJ Data Set 10OtherEFTA01381483
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01381483
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Richard Kahn
Sent:
5/23/2017 2:12:43 PM
To:
Tazia Smith
CC:
Delores Rubin
; Stewart Oldfield
; Vahe Stepanian
Matt Glassman
; Davide-A Sferraua
Subject:
Re: Rothschild ICI
mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k
thank you for your work on this..
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell
On May 23, 2017, at 12:06 PM, Tazia Smith <
> wrote:
Classification: Confidential
Rich —
Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume.
DB did trade small today, - 3,000 shares, split between High Touch and Low Touch which is usually the
case for this name. The big International houses generally see Low Touch business, where the boutique
houses dominate the High Touch. DB has good relationship with many of these boutique shops that
work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my prior
note about working smaller size.
Speak Soon,
Tazia
Cell:
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0080487
CONFIDENTIAL
SDNY_GM_00226671
EFTA01381483
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