Case File
efta-01381494DOJ Data Set 10OtherEFTA01381494
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DOJ Data Set 10
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efta-01381494
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0
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Classification: Confidential
Richard,
We have a seller checking us on 25,000 shares which is a sizeable amount for this name.
The indicated seller cares around the 28.50 EUR level. The stock is currently 28.42 x
28.50.
Please let us know as soon as possible if you would like to try to buy or you want to
counter with a lower bid.
Thank you.
Best regards,
Delores Rubin
<image001 gif>
Delores Rubin
I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue. 10154-0004 New York. NY, USA
Tel.
Emai
From: Delores Rubin
Sent: Wednesday, May 31, 2017 8:19 AM
To: 'Richard Kahn' <a).
Cc: Tazia Smith MMIIMIfl;
Vahe Stepanian <
Subject: RE: Rothschild ICI
Classification: Confidential
Good Morning Richard,
It is another very quiet trading day for Rothschild.
We have not had any institutional interest expressed yet, but we would still like the
opportunity to work an order for you.
>
As I stated, a market for the type of size you are looking for is more risk than we can take
on.
The stock has been trending higher since December after breaking through the 22 EUR
level. After pushing through 27 the stock keeps bouncing in this range of 27.80 to 28.30.
Despite the low volume, we may have luck with a working an order on a limit. Please let
us know if you would like to pursue that option.
Thank you.
Best regards,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0080498
CONFIDENTIAL
SDNY_GM_00226682
EFTA01381494
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