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efta-01381497DOJ Data Set 10Other

EFTA01381497

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DOJ Data Set 10
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efta-01381497
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EFTA Disclosure
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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P rk Ayenu 1 154-0004 New York, NY, LISA Tel. Email From: Richard Kahn Sent: Tuesday, May 30, 2017 8:22 AM To: Delores Rubin < Cc: Tazia Smith >; Stewart Oldfield >; Vahe Stepanian >; Matt Glassman >; Davide-A Sferrazza mailto Subject: Re: Rothschild ICJ Thanks you for update. Any indication where a 100,000 share block can be crossed? Please advise. Thank you. Richard Kahn HBRK Associates Inc 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell On May 30, 2017, at 8:14 AM, Delores Rubin aminim wrote: Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape. ODDO secutities has been advertising crossing and trading stock for the past week and EXANE has advertised trading over 100,000 shares in the same time period. The stock has been in a range of 28 - 28.20 EUR and we would still be happy to work an order for you if it helps. Best regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080501 CONFIDENTIAL SDNY_GM_00226685 EFTA01381497

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