EFTA01381890

From: Zbynek Kozelsky Sent: 7/12/2017 4:40:35 PM To: Vahe Stepanian CC: Stewart Oldfiel Subject: RE: Ziggy - see below. Can you con irm t at Southern Financial can trade listed options? Thank you. [II Yes, I know. Zbynek "Ziggy" KozelsIly Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bark Securities Inc. Deutsche Bark Wealth Management 345 Park Avenue, 24th Floor New York. NY 10154 Tel. Ema All trade execution information contained herein is being provided as an accommodation at you request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bark is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Vahe Stepanian Sent: Wednesday, July 12, 2017 4:40 PM To: Zbynek Kozelsky Cc: Stewart Oldfield Subject: RE: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. III Classification: For Internal use only Shoshan is on MTA From: Zbynek Kozelsky Sent: Wednesday, July 12, 2017 4:39 PM To: Vahe Stepania Cc: Stewart Oldfiel Subject: RE: Ziggy - see e ow. an you con irm t at Southern Financial can trade listed options? Thank you. Yes, and go to the profile page — bottom to see what levels he is approved for (....he can do all levels). Are we doing business with him again? If yes, please make sure Shoshan is involved, it is under his CA number. Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081089 CONFIDENTIAL SDNY_GM_00227273 EFTA01381890