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efta-01382031DOJ Data Set 10Other

EFTA01382031

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DOJ Data Set 10
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efta-01382031
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 11/1/2018 5:40:08 PM To: Richard larossi [ CC: Bradley Gillin Subject: RE Liam Osullivan [ This is just to memorialize that this will happen at some point. Probably closer to end of year. Nothing to do now. Thanks From: Richard larossi Sent: Thursday, November 01, 2018 5:15 PM To: Liam Osullivan Cc: Bradley Gillin < Stewart Oldfield < Subject: Caterpillar KYC [I] Classification: For Internal use only Hi Liam, Please see the attached KYC for 2017 Trust which will be looking to open a new brokerage account. Thanks, Rich Richard larossi Alsislanl Vice President Deutsche hank Wealth Managancat 345 Park Avenue, 24th Floor New York. NY 10154 Securities offered through Deutsche Bank Sewritics Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081254 CONFIDENTIAL SDNY_GM_00227438 EFTA01382031

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