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efta-01382200DOJ Data Set 10Other

EFTA01382200

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DOJ Data Set 10
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efta-01382200
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Martin Zeman Sent: 4/2/2018 4:07:40 PM To: Stewart 0ldfieId Subject: FW: Trade Details 04/02/2018 [I] Classification: For internal use only So that you know what's happening. From: Liam Osullivan Sent: Monda , A ril 02, 2018 4:06 PM To: ; 'Richard Kahn' < Cc: Davide-A Sferrazza < ;Joshua Shoshan < Subject: Trade Details 04/02/2018 (C) Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 1000 GOOG at 1,004.57849 Bought 500 AMZN at 1,366.90876 Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York, NY, USA E . Email ham >; Xavier Avila Prepared on 04/02/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies. characteristics and investment risks of. and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBS/ or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081469 CONFIDENTIAL SDNY_GM_00227653 EFTA01382200

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