EFTA01382226

Pgacin417 herann, Joanne Jensen Managing Director I Private Banker Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 0154-0004 New York, NY, USA Securities offered through Deutsche Bank Securities Inc. From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Terri Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classification: For Internal use only Dear Andrew , All the below ACUs were completed for High Risk clients for this month. As you know the new Policy now requires an MD Approval over and above the approval of the account owner I RM. Which means if the RM is an MD, the approval must come from another MD who is in their reporting line. In that regard, could you please approve the below ACUs? Annual Client Update: ID 82744 GCIS Customer Number 00000469756 Customer Name CJA Private Equity Financial Restructuring Master Fund I, L.P. MD Andrew Gallivan Annual Client Update: Created Date 3/8/2017 A14. The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. A15. Client Status Update Description A16. A17. Customer Owner Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. Yr Net Profit $10MM, Investable Mark Assets No No Gonzalez CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0081501 SDNY_GM_00227685 EFTA01382226