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efta-01382556DOJ Data Set 10OtherEFTA01382556
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DOJ Data Set 10
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efta-01382556
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Amendment No. 3 to Form S-1
Tabk of Contents
Registrant regarding which indemnification is sought. Reference is also made to the underwriting agreement to be filed as Exhibit 1.1 to
this registration statement, which provides for the indemnification of executive officers, directors and controlling persons of the Registrant
against certain liabilities. The indemnification provisions in the Registrant's certificate of incorporation, bylaws and the indemnification
agreements entered into or to be entered into between the Registrant and each of its directors and executive officers may be sufficiently
broad to permit indemnification of the Registrant's directors and executive officers for liabilities arising under the Securities Act. The
Registrant currently carries liability insurance for its directors and officers.
Item 15. Recent Sales of Unregistered Securities.
Set forth below is information regarding all unregistered securities sold, issued or granted by us within the past three years.
In connection with our acquisition of NAI on March 21, 2013:
(1) We effected a unit split pursuant to which each Class A Unit outstanding was reclassified into 1 Class A ABS Unit and 1
Class A NAI Unit.
(2) We effected a unit split pursuant to which each Class B Unit outstanding was reclassified into 1 Class B ABS Unit and 1 Class
B NAI Unit.
(3) We issued and sold Class A ABS Units for an aggregate purchase price of $150.000.000 as follows: 314.293 Class A ABS
Units to Cerberus Iceberg LLC, 122.324 Class A ABS Units to KRS AB Acquisition, LLC, 122.324 Class A ABS Units to Jubilee
Symphony ABS LLC, 122.324 Class A ABS Units to A-S Klaff Equity, LLC, 59.838 Class A ABS Units to ALB2 VI, LLC, 16.967 Class A
ABS Units to ALB2 VI-A, LLC, 45.520 Class A ABS Units to ALB2 VI-B, LLC and a total of 18.076 Class A ABS Units to members of our
management team and other officers and employees.
(4) We issued and sold 1701.666 Class A NAI Units to NAI Group Holdings Inc. for a purchase price of 5100,000,000.
(5) We granted an aggregate of 103.186 Class C Units to certain of our executives under our Class C Plan. Class C Units were
granted as profits interests which participate in distributions once a specified amount of distributions have been made to our
equityholders.
In connection with our acquisition of Safeway Inc. and its subsidiaries on January 30, 2015:
(1) We effected a unit split pursuant to which 1701.666 Class A ABS Units and 106 Class B ABS Units were reclassified into an
aggregate of 127,799,410 ABS Units.
(2) We effected a unit split pursuant to which 1701.666 Class A NAI Units and 106 Class B NAI Units were reclassified into an
aggregate of 127,799,410 NAI Units.
(3) We effected a unit split pursuant to which 103.186 Class C Units were reclassified into an aggregate of 2,641,428 ABS Units
and 2,641,428 NAI Units.
(4) We issued and sold 169,559,162 ABS Units. 169,559,162 NAI Units and 300,000,000 SWY Units for an aggregate purchase
price of $1,304,796,135 plus the contribution to the company of NAI Units by certain equityholders as follows: 63,531,450 ABS Units to
Cerberus Iceberg LLC, 24.726,729 ABS Units to Jubilee ABS Holding LLC, 24,726,729 ABS Units to Klaff Markets Holdings LLC,
24,726,729 ABS Units to Lubert-Adler SAN Aggregator, L.P., 24,726,729 ABS Units to ABS TRS Corp., 162,720,981 NAI Units to NAI
Group Holdings Inc., 282,879,747 SWY Units to Safeway Group Holdings Inc. and a total of 7,120,883 ABS Units, 17,120,253 SWY
Units and 1244,486 NA Units to members of our management team.
11-2
Mtn. um V.. sec.go‘ Archi% es editor data' 1646972 000119312515335826'd900395ds Itt.htm110 14'2015 9:03:02 AM1
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0081959
SDNY_GM_00228143
EFTA01382556
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