Case File
efta-01383676DOJ Data Set 10OtherEFTA01383676
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01383676
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sarah Rafferty
Sent: Tuesday, July 1
-
To: Stewart Oldfield
Subject: Next Steps: nvi a ion or neze review III
Classification: For Internal use only
Hi Stewart, below is the invite for the Preview for you to forward to your nominated clients listed below:
James
Burritt
Ali
Rashid
Jamshid
Keynejad
Leon
Black
Michael
Bloomberg
Andrew
Feldstein
Rick
Caruso
Kelly
Masuda
Todd
Meister
Greg
Martin
Stan
Gold
Barry
Bloom
Ken
Jones
Paul
Watson
Robert
Forsythe
Todd
Wanek
Jeffrey
Epstein
Paul
Barrett
Ian
Slome
Katherine
Montrone
Raj
Pundarika
Todd
Kristol
Jon
Sobel
Heather
Crosby
Tom
Danziger
Rudy
Sahay
Patrick
McGinnis
As a reminder, compliance instructions are below.
Compliance
As long as you are not aware of any potential issues and the client meets the below criteria, you can enter them
in compliance direct only if they confirm attendance. Questions or concerns should be directed to the ABC
group.
Criteria:
•
Invitees should be limited to the wealth management client (or prospect) and/or their family members
•
No sensitive counterparts (including public officials, regulatory agencies, etc.)
•
DB payment of client travel & accommodation is not permitted
•
Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and
amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB).
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0083450
CONFIDENTIAL
SDNY_GM_00229634
EFTA01383676
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