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efta-01383676DOJ Data Set 10Other

EFTA01383676

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DOJ Data Set 10
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efta-01383676
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1
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sarah Rafferty Sent: Tuesday, July 1 - To: Stewart Oldfield Subject: Next Steps: nvi a ion or neze review III Classification: For Internal use only Hi Stewart, below is the invite for the Preview for you to forward to your nominated clients listed below: James Burritt Ali Rashid Jamshid Keynejad Leon Black Michael Bloomberg Andrew Feldstein Rick Caruso Kelly Masuda Todd Meister Greg Martin Stan Gold Barry Bloom Ken Jones Paul Watson Robert Forsythe Todd Wanek Jeffrey Epstein Paul Barrett Ian Slome Katherine Montrone Raj Pundarika Todd Kristol Jon Sobel Heather Crosby Tom Danziger Rudy Sahay Patrick McGinnis As a reminder, compliance instructions are below. Compliance As long as you are not aware of any potential issues and the client meets the below criteria, you can enter them in compliance direct only if they confirm attendance. Questions or concerns should be directed to the ABC group. Criteria: Invitees should be limited to the wealth management client (or prospect) and/or their family members No sensitive counterparts (including public officials, regulatory agencies, etc.) DB payment of client travel & accommodation is not permitted Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083450 CONFIDENTIAL SDNY_GM_00229634 EFTA01383676

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