EFTA01383783

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efta-01383783

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EFTA Disclosure

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From: Tazia Smith Sent: 5/22/2017 31~ To: Stewart 0ldfield CC: Vahe Stepanian • Matt Glassman Davide-A Sferrazza Subject: RE: Rothschild ICI Classification: Confidential Stew — Rich and I discussed right after I sent the email below. Confirmed the ask is for after-market open in France tomorrow. Know that our market may be 'none' given lack of appetite, but we're working with GM traders and KCP EM EA team in London. From: Tazia Smith Sent: Monday, May 22, 2017 11:17 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Classification: Confidential You saw it closed in France at 27.585 euros, on —16k shares today. Call you now to discuss your aftermarket objectives on 100k - I'm concerned b/a is going to be wide. From: Richard Kahn Sent: Monday, May PP 1111.1~1 To: Tazia Smith Subject: Re: Rothschild [C] thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 22, 2017, at 2:07 PM, Tazia Smith Classification: Confidential Hi Rich - Received. Reviewing. Be back wrote: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083610 CONFIDENTIAL SDNY_GM_00229794 EFTA01383783

EFTA01383783

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