EFTA01383837

From: Sent: To: Subject: Bradley Gillin 5/25/2017 10:44:02 AM Stewart 0ldfield RE: can you email my current pipeline? Might be easier to just do this via email. Thanks [I] Classification: For internal use only See below. Can you read on BB? Opportunity Name Customer Name Stage Probability (%) Close Date Assets BPS/Flat Fee Amount (S) Total Estimated Revenue Commercial R.E. 54 Madison Partners Developed 25% 7/31/2017 Estate $50,000,000.00 300 $1,500,000.00 Deposits Elysium Management Proposal 50% Market $50,000.000.00 85 $425,000.00 Line of Credit ORIX Americas Proposal 25% Credit $100,000,000.00 200 $2,000,000.00 KCP Private Markets ORIX Corporation Offering $50,000,000.00 KCP Private Markets ORIX Corporation Offering $50,000,000.00 KCP Private Markets ORIX Corporation Offering $100,000,000.00 KCP Private Markets ORIX Corporation Offering $200,000,000.00 Structured Credit ORIX Corporation Fee $200,000,000.00 DPM Rashid, Ali Balanced $5,000,000.00 ISG Rashid, Ali Funds $1,000,000.00 CLO Falcon Trail Capital, Swap) $5,000,000.00 200 KCP Southern Financial (Commissions) $5,000,000.00 Brokerage ChurchNorth America (Commissions) 510,000,000.00 Real Estate Lending Third Lake Capital Estate $50,000,000.00 300 KCP Private Markets Third Lake Capital Funds $1,000,000.00 300 $30,000.00 KCP Private Markets Third Lake Capital Proposal 50% 6/30/2017 Checking .000.00 Proposal 50% 200 $1,000,000.00 Proposal 75% 200 $1,000,000.00 Proposal 50% 200 $2,000,000.00 Proposal 50% 100 $2,000,000.00 Proposal 50% 200 $4,000,000.00 Proposal 50% 100 $50,000.00 Proposal 50% 200 $20,000.00 6/30/2017 6/30/2017 6/30/2017 9/30/2017 12t31/2017 12/31/2018 12/31/2019 6/16/2017 6/16/2017 Developed 25% 5/30/2017 $100,000.00 Developed 25% 12/31/2015 300 $150,000.00 Developed 25% 5/30/2017 100 $100,000.00 Proposal 25% 6/30/2017 $1,500,000.00 Proposal 50% 6/30/2017 Product Name Total Commercial Real Money U.S. Letter of Key Client Key Client Key Client Key Client Referral U.S. IA - Hedge Derivatives (Equity - Brokerage Brokerage Commercial Real Private Equity $30,000,000.00 85 $255 From: Stewart Oldfield Sent: Thursday, May 25, 2017 10:38 AM To: Bradley Gillin Subject: can you email my current pipeline? Might be easier to just do this via email. Thanks [I] Classification: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083698 CONFIDENTIAL SDNY_GM_00229882 EFTA01383837