Case File
efta-01383885DOJ Data Set 10OtherEFTA01383885
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01383885
Pages
1
Persons
0
Integrity
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Part 2
Is the vehicle an operating company which does not own or propose to acquire securities° having a value of 40% or more
of the value of its total assets° on an unconsolidated basis? (Please note that the attached client certifications needs to
be provided.)
Yes, the entity is an operating company engaged in the business of
and a client certification is attached
No
Part 3
Please contact pwmvolckerresourcealist.db.com Volcker onboardIng approval of this vehicle If you
— Did not check any box in Section 1. or
— Checked -no' in Section 2.
If you either checked any box in Section 1 or checked -yes- in Section 2 and have obtained a client certification, please
attest and sign as follows:
I attest that the above information is accurate and current and based on information provided to me by
(Z.% (JEN4- irA
?Cc in 1.--
as contact for
n
-et—N_ Ind Si —
ft naturo of Cheat Reoenonsuve
Cynthia Rodriguez
Name of Chen! Representative
Data
1O (II
(Le
3 The meaning of 'security in this context is broadly construed and includes, but is not limited to, stocks, bond
security futures. as well as any put, call or other option on any security.
a Value to total assets is excluding U.S. government securities and cash items.
a See end of document for Certification.
other debt instruments,
WhI1571 7 022673.120115 Page 2 of 3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0083787
CONFIDENTIAL
SDNY_GM_00229971
EFTA01383885
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