Case File
efta-01383958DOJ Data Set 10OtherEFTA01383958
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01383958
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
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Deutsche Bank
Wealth Management
I
Authorization for Asset Movement For Non-Retirement Accounts
'The undersigned hereby atitherizes and directs Deutsche Bank Securities Inc. (DBSI) to follow the below asset movement instructions.
Account Nurritip
DEISI Account Name
Wire
Wire federal funds in the amount of $
To Bank Name:
City/State:
ABA IL
Further credit to Intermediary Financial Institution (Optional)
Account 14:
Name:
Ultimate Beneficiary Information:
Beneficiary Name:
Account a:
Additional Instructions:
Check
Issue a check in the amount of S
Recipient's Name:
Recipients Malting Address:
payable to:
SOUTHERN FINANCIAL LLC
Journal
Li Journal Funds in the amount of $
[ 1 Journal Holdings:
Qty/Symbol/Security
ply/Symbol/Security:
Journal All Holdings
To OBSI Account a:
Account Name:
Free Deliveries
...) Please deliver the securities indicated below to:
DTCC/I:
Name of Receiving Finn:
Account Name:
Account Number
.- • !reap ..19 Firm
Qty/Symbol/Security: 224,000 / AAPL I Apple Inc Corn
Qty/Symbol/Security:
QtY/Symbol/Security-
Standing Authorization: Checking both boxes a€lows you to verbally vary instructions set forth in box A.
A The undersigned hereby requests that this authorization act as a Standing Authorization. The undersigned understands and agrees
that this authorization will remain in effect until 0851 requests a new authorization or DBSI receives notice of the revocation of these
instructions. The undersigned authorizes DBSI to issue the wire check or journal on the
clay of
untii otherwise instructed. This authorization will expire after 15 months of non-use.
71 B The undersigned further authorizes DBSI to accept verbal or electronic instructions from the undersigned to wire funds, issue checks
or journal funds to/from the above listed account(s). The undersigned will provide verbal or electronic instructions as to the date and
the amount of the wire, cheek or joumal. PLEASE NOTE: The undersigned understands and agrees to campy with the procedures of
()BSI to verify the authorization and accuracy of verbal or electronic instructions.
The undersigned hereby acknowler.lgas that (i) the information contained in this form iscompleteand oozy-ate to the best knowledge of the
undersigned; and (i) the undersigned is responsible for the method of trensrnissfon of any instructions issued pursuant to this authorization. If the
undersigned elects to transmit any such instructions via fax (including desktop fax), via email or as an image attachment to email (e.g, as a POETIC:
or other image of such instructions), the undersigned understands and agrees that the undersigned beats the risk of lops arising from such method
of transmission in the event of transmission errors. rdsunderstandirige impersonations, transmission by feta:the-Sri persons, forgery or intercepts.
The undersigned hereby releases and holds harmless DB.& from and against loss from any action, eta:minor demand of any person ass result of DEKSI's
receipt of or compliance with this authorizat:on and/or any instructkris that may be given to DBSI pursuant to this authorization (includ€ng any standing
authorization). For trusts or other entities or agents acting on behalf of Client, the undersigned adueraredges that the underpinned is authorized on
bc-hail of Client to enter int&
autnorization and issue the instructions under the terms of the governing clocumenz.and any applicable laws.
The undersigned understands that 0851 may but Is not required to. seek verification of the undersigned's Instructions by call back and that
DBSI may in its see discretion refuse to execute such instructions (including standing instructions) given pursuant to this authorization,
without incurring any liability. if 0651 has reason to believe such Instructions (or standing instructions) have not been provided by the
undersigned. The undersigned understands that DBSI retains the right to refuse to execute any Instructions to transfer funds or securities
to any account(s) pursuant to this authorization without written instructions bearing original signature(s) of the undersigned. Further, the
undersigned acknowledges that 0651 shall be entitled to rely on the authorization until actual receipt by DBSI of notice of: (i) Client's or the
undersigned's revocation of the instructions or (il) the death or legal incapacity of Client (if Client is a natural person) or the undersigned.
Sionahwe
Prim alarre
Date
Signature
Print Name
2010 Deutsche Barn AC. All rights reserved. WM1810148 019594.10MS
Date
Mu-
SQ
i
s
Ca
!O
=MI
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0083889
CONFIDENTIAL
SDNY_GM_00230073
EFTA01383958
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