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efta-01384500DOJ Data Set 10Other

EFTA01384500

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DOJ Data Set 10
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efta-01384500
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Andrew King I Sent: 10/13/2017 9:22:42 AM To: Stewart 0ldfield Subject: Re: Southern financial structured notes [C] believe there are only KCP accounts open - so we'd have to check if the form is on file for those accounts. I'm traveling to a client meeting but Don or Ziggy could help. sent from my iPhone on Oct 13, 2017, at 9:11 AM, Stewart oldfield <a wrote: classification: confidential Do you know if we have the approval form on file? Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084746 CONFIDENTIAL SDNY_GM_00230930 EFTA01384500

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