Case File
efta-01384582DOJ Data Set 10OtherEFTA01384582
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01384582
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
HUBUS133 Alpha Group Capital
ROY ASTRACHAN
ITEM 6 - SUPERVISION
As described above under Item 2, Mr. Astrachan is a Managing Partner and Portfolio Manager at
Hudson Bay. Sander Gerber, in his roles as Chief Executive Officer and Chief Investment
Officer, is responsible for supervising Mr. Astrachan's advisory activities. Mr. Gerber can be
reached at 212-571-1244. Mr. Astrachan is also subject to Hudson Bay's compliance policies
and procedures and Code of Ethics with respect to his advisory activities. Scott L. Black,
Hudson Bay's General Counsel and Chief Compliance Officer is responsible for Hudson Bay's
overall complian
r
in luding its Compliance Manual and Code of Ethics. Mr. Black
can be reached at
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0084885
CONFIDENTIAL
SONY GM_00231089
EFTA01384582
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Phone
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