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efta-01384582DOJ Data Set 10Other

EFTA01384582

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Unknown
Source
DOJ Data Set 10
Reference
efta-01384582
Pages
1
Persons
0
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
HUBUS133 Alpha Group Capital ROY ASTRACHAN ITEM 6 - SUPERVISION As described above under Item 2, Mr. Astrachan is a Managing Partner and Portfolio Manager at Hudson Bay. Sander Gerber, in his roles as Chief Executive Officer and Chief Investment Officer, is responsible for supervising Mr. Astrachan's advisory activities. Mr. Gerber can be reached at 212-571-1244. Mr. Astrachan is also subject to Hudson Bay's compliance policies and procedures and Code of Ethics with respect to his advisory activities. Scott L. Black, Hudson Bay's General Counsel and Chief Compliance Officer is responsible for Hudson Bay's overall complian r in luding its Compliance Manual and Code of Ethics. Mr. Black can be reached at CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084885 CONFIDENTIAL SONY GM_00231089 EFTA01384582

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Phone212-571-1244

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