Case File
efta-01384620DOJ Data Set 10OtherEFTA01384620
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01384620
Pages
1
Persons
0
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HUBUS133 Alpha Group Capital
Letter of Authorization in Connection with Fund Investment
** This document must be completed in its entirety and signed *'
This Letter of Authorization pertains to the fund indicated below (each, a "Fund'), which is
managed by Hudson Bay Capital Management LP (the "Manager") and has been made available to you
through Deutsche Bank Wealth Management u ("Deutsche Bank"):
(Please check the applicable box next to the Fund in which you will be investing)
o
Hudson Bay Fund LP
o
Hudson Bay International Fund Ltd.
In connection with your subscription to above-referenced Fund, the Fund, the Manager and /or
the Fund's administrator (collectively, the Fund, the Manager and the Fund administrator are referred to
herein collectively as "Hudson Bay") may request that Deutsche Bank provide certain diligence
documents about you (generally described as "know your customer information" or "KYC") to one or
more of them. This information generally includes any or all of the following as applicable (collectively,
the "KYC Information'):
I. If you are an individual:
• Evidence regarding date of birth, residential address, and confirmation of middle
initial of name
■
Copies of identification documents such as your pnccport or driver's license
■
Other information related to verification of identity and financial condition as
required by applicable law
2. If you are a corporate entity or trust:
•
Incorporation documentation / formation documentation (e.g. certificate of
incorporation, memorandum & articles, trust deed
■
Identification documentation for individuals who are underlying beneficial owners
(>25%)
• Other information related to verification of identity and financial condition as
required by applicable law
In addition, Deutsche Bank requires your authorization for the transfer of funds for investment
into the Fund and to fund the purchase of additional Fund interests by you, and to pay to you any Fund
distributions via the below referenced account.
Finally, Hudson Bay requires your authorization to provide Deutsche Bank with any information
relating to your investment, including but not limited to all correspondence. statements of account and
valuations, at the electronic and/or physical address directed by Deutsche Bank.
' Deutsche Bank Securities Inc.. Deutsche Bank Trust Company Americas, Deutsche Bank National Trust Company
and Deutsche Bank Trust Company, N.A.
Confidential
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0084974
CONFIDENTIAL
SONY GM_00231158
EFTA01384620
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