Case File
efta-01384802DOJ Data Set 10OtherEFTA01384802
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01384802
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart OldfieId
Sent: Wednesday.
To: Vijay-A Saw ant
Cc: Bradley Gilli
Richard larossi
Subject: Southern mancia
Vijay,
Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we
still need more info on. I think we arc still waiting on COGS for Impels and Neptune. We also still need to resolve the BV70 issue
with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following up on?
Thanks
OIL
Stewart Oldfield, CFA, CAM
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue New York. NY 10154
Securities offered through Deutsche Bank Securities Inc.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0085328
CONFIDENTIAL
SONY GM_00231512
EFTA01384802
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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