Case File
efta-01385255DOJ Data Set 10OtherEFTA01385255
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01385255
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Sent:
To:
Subject:
Attachments:
Stewart Oldfield
6/15/2017 2:17:15 PM
Cynthia Rodriguez
FW: Nes LLC [I]
Client Retention Summary.ppot
Is this one of JE's entities?
From: Vaishali-P Mehta
Sent: Thursday, June 15, 2017 1:25 PM
To: Stewart Oldfield
Subject: Nes LLC
Classification: For Internal use only
Hello Stewart
The client Nes LLC is being offboarded from Global Markets. If you want to keep this client from exiting Global Markets,
can you please fill out the attached document and provide it back to me as soon as possible?
Please let me know if you want to discuss further
Regards,
Vaishali Mehta
Deutsche Bark Wealth Management
101
"
Suite 2400. San Francisco. CA USA
Tel.
Mobi
Emai
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0086528
CONFIDENTIAL
SDNY_GM_00232712
EFTA01385255
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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