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efta-01385599DOJ Data Set 10Other

EFTA01385599

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DOJ Data Set 10
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efta-01385599
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Tazia Smith Sent: 3/30/2017 10:58:15 AM To: Richard Kahn CC: Stewart 0ldfield Subject: RE: Apple transfer to Merrill Lynch ICI Classification: Confidential ; Jeanne Brennan I I; Vahe Stepanian Received. Per our conversation, please confirm with your Merill advisor what the settlement date is over there? Do not want JE to be DK'd by them if transfer/settlement dates don't match. I'll move forward with the ops team on our side and follow up with any questions. Thank You, Tazia From: Richard Kahn [mailto Sent: Thursday, March 30, 2017 10:52 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch Can you please transfer 100,000 shares from southern financial LIc to Merrill southern trust account 1. Please send shares to DTCC Participant # 2251 Agent ID 26320 FTC 603118.1 Southern Trust Company, Inc. Please call me with any questions. Thank you. Richard Kahn HBRK Associates Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086894 CONFIDENTIAL SDNY_GM_00233078 EFTA01385599

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